Compliance & Regulations

OSHA Recordkeeping Requirements:
Forms 300, 300A, and 301 Explained

OSHA's recordkeeping requirements under 29 CFR 1904 are among the most frequently cited regulations in federal enforcement. This plain-English guide explains exactly who must comply, which injuries are recordable, how to complete each form, and what happens if you get it wrong.

Published: 9 April 2026 · Updated: 9 April 2026

OSHA Recordkeeping: The Basics

The Occupational Safety and Health Administration (OSHA) requires covered employers to record and report work-related injuries and illnesses under 29 CFR Part 1904. These records serve two purposes: they give OSHA the data it needs to identify high-hazard industries and enforcement priorities, and they give employers the information they need to identify and eliminate workplace hazards.

The recordkeeping system has three core forms:

Form 300
Log of Work-Related Injuries and Illnesses

The running log where each recordable case is entered within seven calendar days of learning about it. One log per establishment, maintained throughout the calendar year.

Form 300A
Summary of Work-Related Injuries and Illnesses

The annual summary completed at year-end, posted February 1–April 30, and retained for five years. Must be signed by a company executive.

Form 301
Injury and Illness Incident Report

The detailed first report for each individual recordable case. Contains extensive information about the worker, the incident circumstances, and the medical outcome.

For the digital tools that automate this process, see HSETrack's incident reporting software — which automatically populates your OSHA 300 log from digital incident reports.

Who Must Keep OSHA Records?

Not every employer is required to maintain OSHA injury and illness records. The applicability rules are based on employer size and industry:

Covered: Employers with more than 10 employees

Employers with more than 10 employees at any time during the prior calendar year, in most industries, must maintain OSHA Form 300 logs, 300A summaries, and 301 incident reports for each recordable case. The 10-employee threshold is counted across all establishments of the employer — not per individual work location.

Partially Exempt: Small employers (10 or fewer employees)

Employers with 10 or fewer employees at all times during the previous calendar year are exempt from routine OSHA recordkeeping. However, they are still required to report fatalities within 8 hours and in-patient hospitalizations, amputations, and eye loss within 24 hours. They may also be required to participate in OSHA's annual survey if selected.

Industry-exempt: Certain low-hazard sectors

Employers in specific low-hazard industries listed in Appendix A to Subpart B of 29 CFR 1904 are exempt from routine recordkeeping regardless of size. These industries include many retail, financial services, insurance, real estate, and professional services sectors. Note: these exemptions apply to routine recordkeeping only — fatality and severe injury reporting is still required for all employers.

Universal Obligation: Severe Injury Reporting

All employers — regardless of size or industry — must report to OSHA:

  • 8 hrs:Any work-related fatality
  • 24 hrs:Any in-patient hospitalization, amputation, or loss of an eye

Reports can be made online at OSHA's website, by phone to the nearest OSHA Area Office, or via OSHA's 24-hour hotline: 1-800-321-OSHA.

What Makes an Injury or Illness OSHA Recordable?

A case must meet three threshold criteria before you apply the recordability test:

1
The case is work-related
Work-related means an event or exposure in the work environment caused or contributed to the condition, or significantly aggravated a pre-existing condition. The work environment includes any location where the employee is present as a condition of employment.
2
The case is a new case
A new case is one where the employee has not previously experienced a recorded injury or illness of the same type affecting the same part of the body, or where the employee experienced a previous injury or illness of the same type but had recovered completely before the current incident.
3
The case meets one or more recordability criteria
Once the case is confirmed as work-related and new, apply the recordability criteria below. If any one criterion is met, the case is recordable.

Recordability Criteria

CriterionDetail
Days away from workAny case requiring one or more days away from work after the day of injury or onset of illness
Restricted work or job transferAny case where the worker is assigned to restricted duties or transferred to another job
Medical treatment beyond first aidTreatment requiring prescription medication, sutures, X-rays (diagnostic use), splinting beyond first aid, physical therapy, etc.
Loss of consciousnessAny loss of consciousness, regardless of duration or whether medical treatment was provided
Significant diagnosed conditionA significant injury or illness diagnosed by a healthcare professional, even if it does not result in days away or restricted work
Needlestick / sharps injuriesAll work-related needlestick injuries and cuts from sharp objects contaminated with another person's blood or OPIM (29 CFR 1904.8)
Medical removal under OSHA standardAny case involving medical removal under an OSHA health standard (e.g., lead, cadmium, methylene chloride)
Occupational hearing lossA Standard Threshold Shift (STS) in hearing in one or both ears, plus a total hearing level of 25 dB HL or more (29 CFR 1904.10)
Work-related tuberculosisPositive TB test following occupational exposure to a known TB case (29 CFR 1904.11)

What Is First Aid? (Not Recordable)

First aid treatment alone does not make a case OSHA recordable. OSHA defines first aid as:

Non-prescription medication at non-prescription strength
Tetanus immunizations
Cleaning, flushing, or soaking wounds on the skin surface
Wound closure with butterfly bandages or Steri-Strips
Hot or cold therapy
Non-rigid means of support (elastic bandages, wraps)
Temporary immobilization device used to transport accident victim
Drilling of a fingernail or toenail to relieve pressure
Eye patches
Removing foreign objects from the eye using irrigation or cotton swabs
Use of finger guards
Massages
Drinking fluids for relief of heat stress

The Three OSHA Recordkeeping Forms

OSHA Form 300: Log of Work-Related Injuries and Illnesses

Form 300 is the running log where you record each work-related injury or illness that is recordable under 29 CFR 1904. You must enter each case within seven calendar days of learning about it. The form captures:

  • Case number, employee name, job title, and date of injury
  • Location where the event occurred
  • Description of the injury/illness and the object/substance involved
  • Classification checkboxes: death, days away, restricted/transferred, other recordable
  • Number of days away from work and days on restricted/transfer duty
  • Injury type: injury, skin disorder, respiratory condition, poisoning, hearing loss, all other illnesses

Privacy cases: For cases involving sensitive injuries (e.g., sexual assault, mental illness, HIV/AIDS, needlestick with identified source), enter "privacy case" in the employee name column and maintain a separate confidential list of the case numbers and names.

OSHA Form 300A: Annual Summary

Form 300A is completed at the end of each calendar year and summarises the totals from your 300 log. It must be posted even if there were zero recordable injuries or illnesses during the year.

When to Complete

After January 1 for the prior year. Review the 300 log, verify accuracy, and certify the totals on the 300A.

Posting Requirement

Post from February 1 through April 30 in a conspicuous location where employees can see it. Must remain posted for the full three months.

Signature Requirement

Must be certified by a company executive: owner, corporate officer, or highest-ranking company official at the establishment. Electronic signatures are accepted.

Retention

Retain for five years following the end of the calendar year they cover. Records must be accessible to employees, former employees, and employee representatives upon request.

OSHA Form 301: Injury and Illness Incident Report

Form 301 is the detailed first report completed for each individual recordable case. It must be completed within seven calendar days of learning about the injury or illness. Form 301 captures significantly more detail than the 300 log:

Worker Information

  • Full name, address, date of birth, date hired
  • Gender, job title, department
  • Time of work assignment and shift

Incident Information

  • Date and time of injury
  • Location where event occurred
  • What the employee was doing when injured
  • How the injury occurred (narrative)
  • Object or substance that directly harmed the employee

Medical Information

  • Name and address of treating physician/facility
  • Was the employee treated in an emergency room?
  • Was the employee hospitalised overnight?

Physician / Case Completion

  • Date of death (if applicable)
  • Days away from work
  • Days on job transfer or restriction

Employers may use an equivalent workers' compensation first report of injury form in place of Form 301, provided it captures all required data fields.

OSHA Recordkeeping Penalties

OSHA recordkeeping violations are actively enforced. The agency has increased its penalty structure multiple times in recent years, and recordkeeping violations are frequently identified during programmed and unprogrammed inspections.

Violation TypePenalty Range (2026)Examples
Other-Than-SeriousUp to $16,550 per violationMinor recordkeeping errors; late 300A posting
Serious$1,000–$16,550 per violationFailure to maintain Form 300; incomplete 301 forms
Willful$11,162–$156,259 per violationIntentional failure to record injuries; record manipulation to suppress TRIR
Repeated$11,162–$156,259 per violationSame violation cited in a prior inspection within 5 years
Failure to report fatalityUp to $16,550 per violationNot reporting a fatality within 8 hours; not reporting amputation within 24 hours

Note on Injury Rate Manipulation

OSHA has significantly increased enforcement of deliberate recordkeeping suppression — where employers discourage reporting, retaliate against reporters, or classify recordable cases as first-aid to keep TRIR low. These practices are treated as wilful violations and can result in the maximum penalty schedule, plus additional citations under OSHA's anti-retaliation provisions (Section 11(c)).

Automate Your OSHA Recordkeeping with HSETrack

HSETrack automatically generates your OSHA 300 log from digital incident reports, calculates TRIR and LTIFR in real time, and reminds you when the 300A must be posted. No more manual spreadsheets or missed deadlines.

Frequently Asked Questions

Who is required to keep OSHA records?

Employers with more than 10 employees in most industries must maintain OSHA injury and illness records under 29 CFR 1904. Employers with 10 or fewer employees are exempt from routine recordkeeping, as are employers in certain low-hazard industries. However, all employers must report fatalities within 8 hours and hospitalizations, amputations, and eye loss within 24 hours.

What is an OSHA recordable injury?

A case is OSHA recordable if it is work-related, is a new case, and meets one or more criteria: results in days away from work, restricted work or job transfer, requires medical treatment beyond first aid, involves loss of consciousness, involves a significant diagnosed condition, or meets specific criteria for needlestick injuries, hearing loss, or tuberculosis. First aid treatment alone does not make a case recordable.

What is the difference between OSHA Forms 300, 300A, and 301?

Form 300 is the running log of all recordable cases. Form 300A is the annual summary posted February 1–April 30. Form 301 is the detailed incident report for each individual recordable case. All three must be retained for five years.

When must the OSHA 300A be posted?

The Form 300A must be posted in a conspicuous workplace location from February 1 through April 30 each year, covering the prior calendar year's cases. It must be certified by a company executive.

What are the penalties for failing to maintain OSHA records?

OSHA can issue citations ranging from up to $16,550 for Other-Than-Serious violations to up to $156,259 per violation for Willful or Repeated violations. Deliberate suppression of injury reporting is treated as a willful violation and carries the highest penalties.

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